Why did an elaborate caste system emerge only in India?

by Picky_consumer

While most ancient societies had some kind of segregation among their people - landlord and serfs, nobility and commoners, masters and slaves, etc., it seems the Indian civilization was the only one that had an elaborate system dividing its people in five classes. While some consider that it was a construct of Hinduism, even Islam, Christianity and Sikhism couldn't get rid of the caste concept among their converts.

Was there anything unique in the Indian civilization that allowed the emergence of those deeply dividing lines?

Erusian

India's caste system is, of course, unique in the way all national institutions are unique. But it is far from the only caste system and it is not so different as is usually supposed. There were similar and contemporary systems in China, Korea, Japan, pre-Christian Igbo and Mande societies... And as for historical precedent, there are even more. Nor is India's system unique in surviving on a social level. If anything, it's unique because the government of India has taken such strident measures to counteract it in a democratic context. For example, Japan has a caste of untouchables and they are still discriminated against.

So the premise of your question is flawed. As is the idea that Islam, Christianity, and Sikhism couldn't affect the caste concept. While it didn't eliminate it completely, the way a Christian, Muslim, or Sikh experiences and conceives of the caste system is radically different than a Hindu. This is even true for Buddhists. And generally Sikhism and western Christianity is considered to have strong anti-caste sentiment and is attractive to certain castes as a result.

Why did it exist and with such elaboration? The British. (This is also why it's common even to religions that reject it: the British didn't exclude Christians or Muslims etc.)

The modern caste system was created by the British in 1881. Now, the British did not invent the concept of caste or that it was a system or invent any castes or ethnic groups. What they did do was conduct a census where every single person was categorized by caste, religion, and ethnicity. For the first time ever there was a coherent, India-wide system of castes with different ranks and laws applying to them. At least in British territory: the princely states could be more varied.

It's controversial if the British made any modifications to the census for political purposes or if they simply accurately reported what they were told. What is not controversial is that they prevented people from changing caste and created laws that applied by caste. This system, whereby there were different laws for different castes, persisted with modifications until 1948.

To transport it to an American context, imagine America is being colonized by Britain (again) except we're an alien people and they don't really understand us. (Okay, that's not so hard.) Now, you have racial, religious, work-based, and other conceptions of yourself. You may or may not believe you can leave some, all, or none of them. Their importance varies vastly depending on location and how they interplay. The system is complex and more than a little chaotic and it varies from state to state.

And the British don't understand it. So they send out a bunch of census takers. Alright, a census taker is knocking on your door. Now, what are you?

You're a mixed race Democrat living in Albany and working as a school teacher named Gloria van der Wafel? What races? White and black? Oh, well we've decided that if there's a mix you count as white. Also, from your name and the place you live you're obviously Dutch. And you're a member of the school teacher profession? Have you worked in it your entire life? Great, that makes things easier. Okay, I've got what I need. No, I don't need to know what your religion is: we've discovered there are no real differences among Americans due to religion. Silly you.

Anyway, here's what you are. Now, we've decided White Americans aren't very good at running things so you'll be forbidden from holding any kind of high office. However, you're a Dutch White American and we know the Dutch caste are really good at fighting so you can become a high ranking soldier if you join the army. Also, you and your children will put into the 'school teacher' class which will be allowed to teach school or do related work like being a secretary or coal mining. We've determined the skills and predilections of your profession make you ideally suited for that. And lastly, because you're a Democrat, you'll be paying a special Democrat tax. Also, you can't go to New York City anymore. But you can move to Buffalo or visit (but not move to) Boston.

Oh, and your neighbor has been determined to be of a criminal caste. Canadians, you know. Can't trust them. So we've arrested him and are currently rifling through his stuff to find evidence of his crimes. Don't worry, it won't happen to you. You're Dutch and the Dutch aren't predisposed to crime!

Toodles, spot of tea, what what. (And yes, they really did have things like that.)

Did the British invent the concepts like 'black' or 'white' or 'Dutch' or 'Canadian'? No. You would have articulated your own systems and rules before they showed up. Were there no laws or customs or beliefs about any of this before? No, there were. But despite that, the situation is rather different now, isn't it? And your place in society is now explicitly and entirely reliant on these classifications. Which are all unchangeable, by the way, and recorded in a very official looking office. And the rules are now made by the British, beyond your control.

This was the effect of the British census and their use of it to rule India. And this was not particularly unusual, by the way. The British undertook similar measures in other societies. And more widely, the ossifying of social boundaries through censuses is a fairly common part of projects to make the population legible to central authority, even in non-colonial regimes.

So was there anything unique? Well, yes. Orientalism meant there was a far greater interest in the Indian caste system and the 'ancient wisdom' of their society. This made westerners far more aware of it than they are about caste in (say) Nigeria. But sociologically or in imperial terms? Not really, no.

From Society, and Politics in India from the 18th century to the Modern Age, the Making of the Raj, Castes of Mind: Colonialism and the Making of New India, The Peasant and the Raj, and Religion and Personal Law in India.

Edit: Thank you for the gold, kind stranger!

Edit 2: And thank you second patron!

Anacoenosis

I just want to chime in here and add that our (here meaning western) concept of the caste system is mediated through the British imperial project.

To substantiate that a bit, the caste system has what I would call "horizontal" and "vertical" aspects (varna and jati, respectively).

The varna are what most people think of as the "caste system," i.e. the big categories: brahmin (priest), kshatriya (warrior) and shudra (laborer) castes. Beneath the shudras were the dalit (untouchables), who were laborers engaged in particularly unclean work.

But wait! There's more: within each varna are jatis, for which the best analogue is probably profession. In other words, your varna is (broadly understood) your status within society, while your jati is the thing you actually do all day. One member of the shudra caste might gather wood, while another might herd animals--both would be members of the same varna, but belong to different jatis.

(Edit: for the sake of accuracy, I want to make it clear that this is by no means an exhaustive list of varnas, just the ones we in the west are most familiar with. For example, the herder in the example would in all probability belong to the vaisya varna, usually encompassing merchants and farmers.)

There's another layer of complexity here, as well: India has never been a homogeneous territory. There and many languages, cultures, and faith traditions encompassed by the modern Indian state, and before the British Raj many of these cultures had kingdoms of their own. All this means that there was tremendous regional variation across India, and this extended to the caste system, particularly in terms of which jati belonged to which varna. In one place, a certain jati might belong to the shudra varna, while across the subcontinent that jati might belong to the dalit varna.

And here's where the British enter the story. Once they had consolidated control over the subcontinent, they set out to "understand" the people(s) they now ruled over. One of the particular areas of inquiry was the caste system, and numerous ethnographers† went out to catalog the various jatis and (to a lesser extent) the varnas. Their investigations contributed to the "standardization" of jati/varna correspondences across the subcontinent in a way that didn't exist before.

To return to my original point: our idea of the caste system as an utterly inflexible hierarchy is largely a product of the British Raj. Prior to that, there was quite a bit of flex in the system. While you didn't have dalit men marrying women from the brahmin class in India, it wasn't exactly like kings and princes were marrying prostitutes anywhere else in the premodern world either.

(†) Don't think ethnographer in the modern sense, either. If you read any British ethnographical texts of this period, they're much less "let's understand this unfamiliar culture" and much more "look at these benighted savages, they sure could use some standards in the arrangement of their people and affairs."