Military officers of 'common breeding' in the time of the British Empire

by OleBlackMagick

Recently, for absolutely no reason I can think of, YouTube has started throwing clips at me from the historical drama series 'Sharpe', based on the novels by Bernard Cornwell. I've never watched the program or read the novels, but I gather the premise is that Sergeant Richard Sharpe saves Arthur Wellesley from an assault by three French dragoons and Wellesley gives him an officer's commission on the spot, thereby 'raising him from the ranks.'

This led me to wonder - how many times, if ever, did this actually happen? I'm no historian by any means, but being English myself, I know a little about the history of the British Empire and of all the major military figures I've read about, I can't recall one who started out as an enlisted man.

Now, 'Sharpe' takes place during the Napoleonic wars, and much of what I know about the Empire and its army is from the mid to latter part of the 19th century (India, Elphinstone's disastrous retreat from Afghanistan, Henry Havelock and the Sepoy Mutiny, etc), so my question is this - are there any stories or records of particular officers in the British military who rose from the ranks in the 19th century? Did this ever actually happen?

jschooltiger

Adapted from this older answer:

I've written a couple of times previously (here and here) about how promotion worked for officers in the period, and those answers might also be helpful for you to take a look at. To set the table a bit, I'll quote from one of those answers:

To become an officer in the Napoleonic period, a man would need to have entered the navy at a suitable age (certainly no older than 14) to build up enough sea time and practical experience to pass a lieutenant's examination, which required that the examining board be presented with evidence that he had spent six years at sea (at least two of them in the Navy) and that he "appeared" to be 20 years old, which was the minimum age to become a lieutenant. And yes, the point of boys going to sea that young was eventually to attain commissioned rank.

In the period of the Napoleonic wars, many boys went to sea as young as 11 or 12 to start building up the required sea time, or were at least put on ship's books by captains who were friends or relatives of their families to start building up the required sea time. It wasn't uncommon for boys to be placed on the books even earlier, and this practice (though technically illegal) was viewed with some benevolence, because as navigation (particularly finding longitude) became more complicated, most boys needed a few years of schooling ashore, particularly in mathematics.

Once a midshipman had built up the required sea time, he would have to sit for a lieutenant's examination in front of a panel of captains, where he would be grilled on practical seamanship, navigation, mathematics, geography, history or really anything else the board wanted to throw at him. There wasn't a standard examination, so it was quite possible that sympathetic boards could pass men rather easily (Horatio Nelson's stepson rather famously became a lieutenant at around 16 and a post-captain at 17, due to Nelson's intervention and "interest" in his future, despite being spectacularly unqualified for the job).

Once a man became a lieutenant, he would have to rely on luck and his own "interest" from sponsors for further promotion. The first lieutenant of a ship was often promoted after a successful action (this was seen as a compliment to his captain, oddly enough). A lieutenant's next step would be as a master and commander of a vessel; he would by courtesy be called a captain at that point, but it wasn't until he was promoted to captain of a post-ship that he would be called a post-captain, or just captain, and be assured of (if he lived long enough) dying an admiral. Once a man was a post-captain, his further promotion was entirely based on seniority on the list of captains. (What's a post-ship? In confusing logic, a post-ship is what a post-captain would command. In practical terms, it usually meant at least a frigate, although sometimes smaller ships were considered post-ships out of courtesy to a captain.)

Now to get to your actual question, I learned about a real-life instance of this from the fiction of Patrick O'Brian. Aubrey and Maturin cross paths with Sir William Mitchell, who famously first appeared in Navy records rated as an able seaman in 1766 and then became a master's mate sometime between 1777 and 1781. Mitchell passed for lieutenant in 1781, was made post-captain in 1790 and became an admiral in 1808, though at this point he was on shore service commanding the Sea-Fencibles and was thus a "yellow" admiral, one not selected for service with a squadron. Mitchell died in 1816. There is a story that he was flogged round the fleet for desertion, which Aubrey mentions in the novel, but the story only appears well after his death and is sketchy at best.

So that's a long way of saying that while it was quite possible for ordinary sailors to become midshipmen, then pass for lieutenants and so forth, it wasn't exactly something that was common, especially in the time period of the early 19th century. Something to keep in mind is that the increasing, for lack of a better term, "professionalization" of the navy was ongoing, and the long, long competition between the tarpaulin captain and the gentleman captain was being won decisively by the gentlemen. Of the boys who became master's mates, a very small number would even pass for lieutenant, and fewer of them would be made commander or even captain -- the winnowing effect was so great that men such as Mitchell were very much the exception.

There were also non-commissioned officers in the Navy, who were called warrant officers because they held their posts by a warrant from the Admiralty, not a commission. The lieutenant would be a commissioned officer. Warrant officers are most similar in modern navies to petty officers, who occupy some of the same roles -- in Aubrey's time, the warrant officers would include the boatswain (in charge of masts and rigging), the surgeon, the carpenter (in charge of the ship's hull), the gunner, the purser (in charge of accounts and victualing), the chaplain (who also often served as a schoolmaster) and their attendant mates, as well as the ship's master, also called the sailing master. The master was in charge of navigation and sailing, and was often the only warrant officer who had much knowledge in navigation -- commissioned officers would have to learn navigation at school and at sea. There was a bit of a divide among "gentleman" warrant officers (surgeons, pursers, chaplains) compared with other men who were former seamen.

DanKensington

Thanks to certain peculiarities of the British Army of the time, quite rare. More can always be said on the matter, so further input is always welcome from anyone who knows! For the meantime, OP, there are two previous threads you may be interested in. u/GeneralLeeBlount has an overview of advancement in the British Army and specifically looks at Sharpe in this thread.